Exploring global financial regulations: Solutions for compliance & operational resilience
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The aim of this webinar is to provide a comprehensive understanding of the global regulations impacting financial services, such as DORA in the EU, FCA/PRA in the UK, and similar frameworks worldwide. It will offer practical solutions and best practices to help organizations navigate compliance challenges while strengthening their resilience strategies.
Outline
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Introduction (5 minutes)
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Welcome by Donna Maclellan and Marc McStay.
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Brief introduction to Continuity2 and BCI, and the relevance of operational resilience in financial services.
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Overview of the agenda, highlighting the key topics and takeaways.
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In-Depth Overview of Global Financial Regulations (25 minutes)
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Comprehensive exploration of key regulations:
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Digital Operational Resilience Act (DORA) in the EU and its upcoming requirements.
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FCA/PRA Regulations in the UK and the phased approach to compliance.
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Basel Committee Principles and other global guidelines impacting operational resilience.
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Emerging regulations in the USA (e.g., guidelines from the Federal Reserve), Asia-Pacific (e.g., MAS in Singapore), and the Middle East (e.g., UAE Central Bank).
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Emphasis on best practices for staying compliant, including mapping business services, setting impact tolerances, and managing third-party risks effectively.
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Effective Solutions for Compliance and Building Resilience (20 minutes)
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Practical steps and technologies that organizations can leverage to streamline compliance and build operational resilience:
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Automating the identification of Important Business Services (IBS) and conducting impact analysis efficiently.
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Leveraging scenario testing tools to ensure readiness and resilience against disruptions.
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Strategies for integrating technology and resilience best practices to reduce manual workload and ensure consistent compliance.
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Real-world examples illustrating how these solutions are applied in financial services firms to manage risks and improve overall resilience.
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Q&A Session (5 minutes)
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Attendees can submit questions throughout the webinar.
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The hosts will address a selection of key questions at the end of the session. Remaining questions will be answered and followed up via email after the webinar.
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Conclusion and Call to Action (2 minutes)
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Brief summary of the key points covered.
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Invitation for attendees to download the complimentary Financial Services and Resilience Whitepaper, providing an in-depth overview of global regulations and actionable strategies.
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Information on how attendees can book a demo or follow up for further assistance.
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Speakers:
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Donna Maclellan
Lead Risk and Resilience Analyst, Continuity2
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Marc McStay
Chief Product Officer, Continuity2
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